Registration
Oceanus Capital Management, LLC is a registered investment adviser. Registration does not imply a certain level of skill or training. Information about Oceanus, including its Form ADV, is available through the SEC’s Investment Adviser Public Disclosure website at adviserinfo.sec.gov. A copy of Form ADV Part 2 is available on request from clients@oceanus-cap.com.
No offer or solicitation
This website is for informational purposes only. Nothing on it constitutes an offer to sell, or a solicitation of an offer to buy, any security, or an interest in any fund or account managed by Oceanus. Interests in the Oceanus funds are offered only to eligible investors by means of a confidential private placement or offering memorandum and related subscription documents, which contain material information, including risk factors and potential conflicts of interest, that is not set out here and which supersede this website in their entirety.
Interests in the funds have not been, and will not be, registered under the U.S. Securities Act of 1933 or any state securities laws, and the funds are not registered under the Investment Company Act of 1940, in each case in reliance on exemptions from registration.
No internet solicitation
Oceanus does not offer, solicit, or sell securities through the internet, and no content on this website should be read as doing so. Any representation to the contrary is unauthorized.
Who this website is for
The information on this site is directed to persons in the United States. It is not directed to, and is not intended for distribution to or use by, any person in any jurisdiction where such distribution or use would be contrary to law or would subject Oceanus to any registration or licensing requirement. The Chinese-language editions are provided for convenience; the English edition governs, and the availability of a translation does not constitute an offer or solicitation in any jurisdiction.
Performance
No investment performance is shown on this website. Performance, terms, and holdings are made available only to verified eligible investors on request, and any performance provided is presented net and gross of fees together with the disclosures required to understand it. Past performance is not necessarily indicative of future results, and there can be no assurance that any fund will achieve its investment objective or avoid losses.
This website contains no testimonials, endorsements, third-party ratings, or hypothetical performance.
Risk
An investment with Oceanus is speculative, involves a high degree of risk, including the risk of losing the entire investment, and is suitable only for sophisticated investors who can bear that loss. The strategies described here involve concentration, leverage, short selling, and exposure to volatile sectors. The risk factors and conflicts of interest relevant to an investment are described in Form ADV and in the offering documents.
Forward-looking statements and opinions
Statements on this site about markets, technologies, trends, and Oceanus’s strategy reflect the opinions and expectations of Oceanus as of the date they were written. They are forward-looking, are subject to change without notice, and may prove to be wrong. Oceanus has no obligation to update them.
References to companies, sectors, and technologies
References to companies, technologies, sectors, and market trends illustrate the themes Oceanus researches. They are not recommendations, are not an indication that any fund holds or will hold a position, and should not be relied on for investment decisions. Photographs on the site are licensed stock imagery and are unrelated to any portfolio company.
Third-party content and links
Links to third-party websites are provided for convenience only. Oceanus does not control, endorse, or take responsibility for their content, accuracy, or privacy practices.
Official channels and impersonation
Oceanus communicates from e-mail addresses ending in @oceanus-cap.com and publishes information about itself only on its own website. Oceanus will never ask you to transfer funds, provide passwords, or send identification documents by e-mail. If you receive a communication that claims to come from Oceanus and appears suspicious, please contact us at clients@oceanus-cap.com before acting on it.
Privacy
Our Privacy Disclosures and Cookie Notice describes how this site handles personal information. Clients and investors receive a separate privacy notice as required of investment advisers, available on request.
Contact
Oceanus Capital Management, LLC, 51 JFK Parkway, 1st Floor West, Short Hills, NJ 07078. clients@oceanus-cap.com.